Monday, December 10, 2012

Word of the Day: “pre-commitment” (latest update)




Freud was now getting tired, and also found it hard to steal an hour for the work;  so to force himself on, he announced a paper at the Society.
-- Ernest Jones, Freud: Years of Maturity (1955), p. 352


In my youth, there were a handful of incidents, not especially dramatic on the face of it (for the children of that time  led a largely placid life, in the bosom of Eisenhower) but of which I was long ashamed, and mentioned to no-one.  Yet with the passage of years -- now decades -- these shrink in perspective, and fade to a uniform sepia hue.  They become …. almost picturesque.  And I shall share one with you now.

It was the summer of 1963.  I was visiting a Norwegian boy who had been my best friend for a time, while his family lived in our village in New Jersey.  In 1963 the father -- a shipping executive -- was recalled to Norway, and the family moved back permanently.  But before young Peter (we were both 13 at the time) had quite settled in to his new home -- new customs, new language -- nor quite said good-bye to his American interlude,  his family invited me to stay with them over the summer, first at their pleasant home in Oslo, and later at their even more pleasant fjord-side cottage in Lom.   I fear I did nothing for Peter’s acquisition of the Norwegian language, but it was a fine and memorable shared summer.

[Cue ominous music]

The scene shifts to the countryside around that fjord.  It was dramatically hilly, with challenging terrain for hikers.  Peter and I were energetically out and about, huffing and puffing a bit  since we were neither of us normally all that athletic.   And at one point we came to a sort of ledge, or mini-cliff, that simply defeated our attempts to scale it.  It didn’t look all that imposing -- no vertical rock-face or anything like that  -- and we felt foolish at our impotence before so apparently paltry an obstacle.   Now, I was durned if we were going to simply retreat with our tails between our legs -- surely, with a bit more effort, we would be up and over the top.   And so …  I … (pause) …  (the analyst, who had been writing quietly in the background, is now poised with his pen) …  I, taking my hiking-hat in hand ---------

[… and here I shall take a breather.   There simply is not time to develop all the ideas that are flowering in my head these days, as time’s winged chariot hastens on, and the Reaper nods knowingly.   So I’ll post down-payments, and finish-up those that excite reader interest.   The rest will “remain torsos”, to use a favorite expression of my teacher Yakov Malkiel.]

... To resume]

-- I … hurled the hat up over the lip of the ledge.  “Now we’ll have to climb it,” I said to Pete.
    To make a sad story short:  we tried mightily, but failed.  And withdrew, licking our bruises.  For all we know, the hat may lie there still.  God willing it served as a refuge for voles.

As mentioned, this trivial incident long seemed shameful.  Not so much because we plucky lads were unable to scale the face of Mount Miniature, but because the loss of the hat seemed so foolhardy.

Yet now, it would appear, I am in good company.  For in an excellent essay in this week’s New Yorker, James Surowiecki (the spelling of whose surname can serve as a sobriety test) reports a burgeoning new trend:   pre-commitment.  Not a very catchy name, but the idea is:  You commit to doing something (losing weight or whatever), and add some backbone to your spineless will  by offering a hostage to fortune:  Should you fail, sanctions will automatically kick in, at the hand of your referee or sponsor.

(By a happy coincidence, The World of Dr Justice  runs just such a public service.  Now, y’all need to lose five pounds by next month, y’hear?   If you fall short, send me a hundred dollars.)

Now, the logic of the thing requires that the sanction be neither too trivial nor too grave.  Sure, I could have motivated us even more by locking one end of a long chain to my ankle, and the other to a ticking bomb (defusible by hand), and tossed the bomb up instead of the hat.   But we still would not have been able to scramble up.

This game-of-Chicken-style logic was classically captured by Stanley Kubrick in “Dr Strangelove”.   The Soviet Union has created a “Doomsday machine”, which could not be defused, and would automatically blow up the planet  if triggered by a nuclear attack of anyone on anyone else;  it is still a secret.   Complications (as you might imagine) ensue.  A rogue element in the U.S. (an increasingly prevalent domestic species) launches such a strike.  The U.S. President plaintively admonishes his Soviet counterpart:  The whole point of such a device is that knowledge of its existence be made public.  “We had wanted to unveil it at the next May Day,” the Soviet leader miserably explains.

Surow… rowo…. (heck, it’s late;  you know whom I mean)  points out that Congress has recently embarked upon a similar pre-commitment:  the fiscal cliff.   If, by midnight on the last day of this year, Congress has not come up with so&so much savings in (carefully considered) budget cuts, then sequestration kicks in with the new year:  automatic massive cuts across the board, without regard to which make sense.   Now, true, I tossed an old hiking-hat irretrievably up a cliff;  but Congress is about to dump a trillion dollars over one.



The author further (for he is a connoisseur of social logic) observes that most House Republicans had already made a pre-commitment -- never to raise taxes -- that clashes with the broader pre-commitment to balance the budget.   In short, folks, we’re f*cked.
~

There’s a strategic, game-theoretical perspective to be taken on this thing.

Right now, the Dems and the Republicans are playing chicken with respect to the fiscal cliff.   And in any game of chicken, whoever is perceived as most reckless, most careless of consequences, wins.
Now, certain character-traits make the freshmen Republican Congressman absolutely unbeatable at that game:  they’re fanatics; they’re bonkers.  Very scary guys to drive towards head-on in your little deuce coupe out on the county-line road.  Their strategy (if we can dignify that stance as a strategy) might be dubbed

The Samson Gambit
Fiat avaritia  et ruat respublica
Republican freshmen, fine-tuning their fiscal policy


Thus, if these clowns have their way, we’re double-f*cked.

~

Not everyone in Congress, however, is a freshman House Republican.   So, setting aside the bitter-enders, what game-theoretic considerations will appeal to the rest?

Throughout Obama’s first term, the wrecker strategy appealed to virtually all Republicans, for the simple reason that they figured (quite correctly, the public being clueless) that this would help them in November 2012;  and for that high prize, they were willing to bear the psychic pain of watching other people (the lowly 47%) shuffle miserably along the unemployment line.  This pain they bore with remarkable stoicism.
Now, however, November is upon us.  The strategy splits in twain.

(Case 1)  Romney wins.
Contra-intuitively,  we may actually be more likely to obtain the necessary revenue increases (including raising taxes, and nixing some of the welfare payments that oil companies and agribusiness now enjoy) prior to the fiscal cliff  if Romney wins in November.  For, if they drive off that cliff, the nation goes back into recession, and Romney will look very foolish with the mess he inherits.

(Case 2)  Obama wins.
At first glance, here too the outlook is for a happy compromise in December, the main doubt having been removed.   True, the result, in helping the nation’s economy, would make Obama look good.  But after all, he’s won anyway, it’s too late, there’s no point.  Surely they wouldn’t keep up their wreckers strategy for four whole years? -- Well, thing is, they just did.

All things considered, the only favorable scenario is if one party or the other captures both the Presidency and a whopping majority in both houses of Congress.  Then we can actually have action  on policy and strategy, instead of deadlock.  True, if’s the Republicans, they’ll spend a lot of time catering to gambling magnates, speculators, and miscellaneous fatcats, but at least their goal won’t be to wreck the economy as a whole.  
Ditto the Dems.   True, there might be an upswing in transgender marriages among amputee-wannabes, but hey, to  each his own.

~

With this game-theoretic perspective, it is interesting to take a second look at the more common and less dramatic phenomenon that opens that essay of James Sur-o-wieki (you see, it’s Sunday morning now, and I have had my coffee), the scenario where a dieter locks in future sanctions against herself  should she fail to shed those pounds.   What effectively is going on is, her ego is playing a game of chicken with her own id.
Remarkable.
Personally, I see an id as a risky thing to get in the ring with.

~

At a simpler level, any oath or promise is a kind of pre-commitment, in the sense that, if you break your promise, a sanction does kick in:  namely, you acquire the reputation of a four-flusher, someone whose word is worthless.  (The difference of this everyday example  from the more elaborate ones above, is that you needn’t set up the sanction yourself in advance:  society has done that for you.)

Now, in the case of the competing pre-commitments of the House Republicans -- balance-the-budget BUT no-new-taxes --  the oaths were simply at variance, betraying cognitive disorientation.  But it is possible to stack pre-commitments in a more structured way, such that one trumps the other.  Let a noted psychoanalyst tell it:

Those ancient Jews were afraid of themselves and of the intensity of their passions.  They had a solemn religious formula in which they asked God to consider oaths spoken in moments of rage  as invalid.  They anticipated such outbreaks in themselves, and asked God not to oblige them to keep those  vows … That formula is called Kol Nidre.
-- Theodor Reik, The Search Within (1956)

Reik’s observation occurs in the midst of a long associational analysis, ranging the length of his well-stocked literary larder, one link of which was the name Jephthah, which at first had no resonance for him, until placed in this larger context.  For Jephthah’s daughter was the victim of her father’s ill-considered pre-commitment:  in return for God’s granting him victory over the Ammonites, he had vowed to slaughter in sacrifice  the first creature that he should meet on his return.  And who should rush up to greet him but his blushful daughter?   “Hi, Dad-ddyyyyy!”  (“Oh…. shit.”)
This tale of Jephthah, judge of Israel, illustrates the truth, that not only vows made in blind anger should be excused of fulfilment, but also vows made by complete idiots -- village simpletons and House Republicans.
~

A curious sort of pre-commitment is seen in infant baptism or the bris.   Here the child is covenanted to the faith of his forefathers.   However, only the one baptised or circumcised can develop this vicarious pre-commitment into a genuine commitment of his own;  this occurs via ceremonies like the Bar Mitzvah or First Communion.

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